The Australian Securities and Investments Commission (ASIC) has proposed a tightening of the rules around the financial requirements for issuers of over-the-counter derivative products.
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UK, Retrieving Money from Direct Sharedeal
Glasgow-headquartered CFD stockbroker has been put into administration. This could spell trouble for some IFAs.
Australia, Regulator to close loophole on CFDs Trading
ASIC is thought to be working to close a loophole in CFD trading in which some CFD issuers keep trading even when the underlying security has stopped trading.