Posts Tagged ‘FSA’

UK, Financial Ombudsman Service registers an Increase in Advisory CFD Services Complaints

February 19, 2011Andy No Comments »

The Financial Ombudsman Service (FOS) has registered an increase in complaints in relation to advisory CFD providers with particular emphasis on broker charges having reported 250 cases in the last few months.

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UK, Former Blue Index Directors & Trader Charged by UK’s FSA With Insider Trading

November 26, 2010Andy No Comments »

The British FSA has charged five individuals with 17 counts of insider dealing in the latest sign of its tough approach to white collar crime.

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FSA brings forward CFD Rule

March 4, 2009Andy No Comments »

The City watchdog has brought forward plans to make investors disclose positions based on derivatives in a bid to prevent the instruments being used to silently build holdings in a company.

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FSA Fines e-mail Snooper

August 12, 2008Andy No Comments »

An IT technician has been fined £85,000 by the City watchdog for insider trading after he accessed confidential e-mails and used the information to bet on a fall in Body Shop’s share price.

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