Posts Tagged ‘disclosure’

Australia, ASX urges ASIC to tighten broker rules

January 31, 2011Andy No Comments »

The Financial Ombudsman Service, in a report to the ASIC, has urged the commission to increase protection for investors in CFDs. The ombudsman has called for more stringent minimum standards that would restrict CFD providers from allowing unexperienced clients to trade in the derivative products.

Read More »

Portugal, Disclosure of Long Financial Exposures for CFDs

November 19, 2010Andy No Comments »

The Portuguese financial authorities and the CMVM have brought into force new rules regarding disclosure duties to the market with regards to cash-settled derivative contracts like CFDs and other financial instruments.

Read More »

FSA brings forward CFD Rule

March 4, 2009Andy No Comments »

The City watchdog has brought forward plans to make investors disclose positions based on derivatives in a bid to prevent the instruments being used to silently build holdings in a company.

Read More »

FSA moves on Contracts for Difference

October 24, 2008Andy No Comments »

The City watchdog is pushing ahead with plans to force disclosure of derivatives that help investors stealthily build positions in target companies.

Read More »