Posts Tagged ‘ASIC’

ASIC to scrutinise Speculative Share Trading

June 10, 2010Andy No Comments »

The Australian Securities and Investments Commission (ASIC) says it will be closely monitoring certain trading tools when it takes over the supervision of financial markets later this year.

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ASIC pushing for Greater Transparency from OTC Providers

August 13, 2009Andy No Comments »

ASIC has issued its first warning targeted to the multi-billion-dollar OTC (over-the-counter) market by issuing a paper seeking more disclosure from the industry and warning investors to ask more questions.

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